Transforming Financial Crimes Compliance
Through Public-Private Sector Expertise
Bridging regulatory expectations, policy guidance, and legal advice with operational excellence
PRACTICE
AREAS
STRATEGIC ADVISORY SERVICES
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Program Design & Transformation
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Board & Executive Advisory
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Governance Design
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Regulatory Relations Strategy
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A successful Anti-Financial Crimes Program requires more than robust controls—it demands organization-wide alignment and a strong culture of compliance. Drawing on experience leading global programs and advising boards of directors, SLK helps institutions build sustainable compliance frameworks that engage all stakeholders. Drawing on experience developing regulatory guidance and enforcement strategies, SLK also helps clients anticipate and adapt to regulatory changes.
REGULATORY ENGAGEMENT
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Examination Management
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Consent Order Resolution
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Remediation Planning
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Crisis Response
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SLK Compliance offers clients a nearly unique blend of experience at senior levels of both government and private sector organizations. Our experience on both sides of regulatory examinations positions us to build credible remediation plans and compelling regulatory presentations. There is little of more value than a strong, respectful, and credible relationship with regulators and law enforcement.
AFC PROGRAM EXCELLENCE
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BSA/AML Program Assessment
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Sanctions/OFAC Compliance
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KYC Program Enhancement
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Risk Assessment Frameworks
In addition to being well-designed and effective, an Anti-Financial Crimes Program must be well-documented, explainable, repeatable and most importantly auditable. SLK helps clients design controls and processes that are effective and efficient, and tailored to the client's risks. Our unique regulatory background enables us to help financial institutions design AFC controls that withstand auditor and examiner scrutiny.
TECHNOLOGY & INNOVATION
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Transaction Monitoring Optimization
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RegTech Solution Evaluation
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AI/ML Implementation Strategy
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Data Analytics Enhancement
SLK brings deep experience designing, implementing and managing monitoring programs with a particular focus on connections to KYC and investigations. Having evaluated countless technology solutions from both regulatory and operational perspectives, we guide clients toward efficient, compliant solutions.
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